Codes of Practice, guidelines and tools
Quicklinks to CoP's, guidelines and tools:
- Experimental design and publishing about animal experiments
- Husbandry and care
- Nutrition
- Genetically modified animals
- Exotic animals
- Experimental techniques
- Anesthesia, analgesia & euthanasia
- Humane endpoints
- Severity assessment
- Re-homing laboratory animals
- Organisation & Management
- Ethical consideration
- Education & Training
Good care is of great importance in every work practice, but certainly also when working with laboratory animals. For the quality of research, but also for animal welfare. In the Netherlands and in many other countries, a large number of Codes of Practice (CoPs) have been drawn up in recent decades, in which quality standards for aspects of working with laboratory animals have been described on the basis of the most recent knowledge and experience.
In many cases these CoPs contribute to the Replacement, Reduction and / or Refinement (3Rs) of the use of laboratory animals. CoPs often do not have a formal legal status, but in practice they are regarded as 'best practices' that should be respected. Legislation and regulations prescribe that accepted 3V methods must be applied.
Because a CoP always describes the 'current' best practice, it can have a limited shelf life. After all, developments continue and the insight into biological processes increases. Therefore, where possible, the CoPs listed below also indicate whether they have been compared against the current state of knowledge and expertise and whether a revision of the CoP is necessary.
Obsolete CoPs should not be used as a quality standard for an animal experiment. The AWB Platform can, in case of doubt, be helpful in determining whether CoPs still comply with the current status of knowledge.
At the AWB Platform meeting in November 2017 an inventory was made of relevant CoPs that are missing in the overview below and which have to be revised. If you want to be involved in (re) writing an (obsolete) CoP, please contact the BV-committee AWB-Platform via: ivd-platform@biotechnischevereniging.nl
Dutch Codes of Practice
The Netherlands National Committee for the protection of animals used for scientific purposes (NCad), established in 2014 in the Netherlands, focuses among other things on stimulating the development, (inter) national acceptance and harmonization of best practices. With the aim to promote the application of 3V methods. The NCad advises the Minister of Agriculture, Nature and Food Quality, the Central Authority for Scientific Procedures on Animals (CCD) and AWBs and, in close cooperation with expert working groups and the AWB Platform, issues Codes of Practice (or: best practices). And makes them available internationally, also through the network of NCs within Europe. View the overview of the NCad advices here. These can assist in the preparation of best practices.
In the overview below, the existing CoPs in the Netherlands are also listed (indicated by NL CoP). Where possible, it is indicated whether this has been tested against the current state of knowledge and expertise and whether a revision of the CoP is necessary. Obsolete CoPs should not be used as a quality standard for an animal experiment. The AWB Platform can, in case of doubt, be helpful in determining whether CoPs still comply with the current status of knowledge.
This page was added on 13 July 2018. CoP's are added on this date, unless otherwise specified.
Codes of Practice and tools
Below is an overview of CoPs, grouped per theme. Various online databases are available for searching CoPs in the field of animal experimental research and 3R alternatives. Within the '3R Guide' section of Norecopa's international NORINA database, one can search for guidelines, regulations and policy. Also through the '3R resources’ section on the website of the British NC3Rs extensive information, including films and e-learning material, is available.
This overview is certainly not complete. If there are relevant CoPs missing in the overview below, or if you would like advice about whether a certain CoP still complies with the current status of knowledge, please contact the AWB Platform via the general e-mail address: ivd-platform@biotechnischevereniging.nl.
Experimental design and publishing about animal experiments
- Interspecies Database (3Rs-Centre Utrecht Life Sciences, 2016). This database offers a large data set of reliable body values and characteristics of different animal species and humans. This gives researchers the opportunity to choose an animal model that, on the basis of the data, matches as well as possible with another animal species, or with humans.
- ARRIVE Guidelines (NC3Rs, 2010). Guidelines intended to improve the reporting of research using animals – maximising information published and minimising unnecessary studies.
- PREPARE Guidelines (Norecopa, 2017). Guidelines intended to improve the planning of research using animals – maximising scientific validity and animal welfare.
- Experimental Design Assistant (NC3Rs, 2015). Online tool to guide researchers through the design of their experiments, helping to ensure that they use the minimum number of animals consistent with their scientific objectives, methods to reduce subjective bias, and appropriate statistical analysis.
Husbandry and care
- Welzijnsbewaking van proefdieren (NL CoP, 2000). Code aimed at reducing the discomfort of animals in experiments and in breeding.
Status: updating on various aspects of welfare monitoring, and adaptation with regard to the statutory frameworks and framing of the distress score. - Australian code for the care and use of animals for scientific purposes -8th edition (Australia, 2013)
- Code of Practice for the Housing and Care of Laboratory mice, rats, guinea pigs and rabbits (Australia, ?)
- Code of Practice for the Housing of Animals bred and supplied or used for Scientific Purposes (UK, 2014)
- Einzelhaltung von Mäusen zu Versuchszwecken (GV-SOLAS, 2013)
- Ausschuss für Tiergerechte Labortierhaltung (GV-SOLAS, ?)
- Tiergerechte haltung von Labormäusen (GV-SOLAS, 2014)
- Tiergerechte haltung von Laborratten (GV-SOLAS, 2004)
- Social and bahavioral requirements of experimental animals (CCAC, 1990)
- Guideline for General Species Environmental Enrichment (ARAC, 2013)
- Guidance on the transport of laboratory animals (LASA, 2005). These guidelines define the general principles to be observed when transporting rodents, rabbits, ferrets, dogs, cats, nonhuman primates, minipigs and amphibians including Xenopus for use as laboratory animals. Also read the dissertation of dr. Janneke Arts: transportation in laboratory rats (2016).
Nutrition
- Einsatz von nicht standardisierten Futtermitteln bei Versuchstieren (GV-SOLAS, 2012)
Genetically modified animals
- Genetically altered animals (2013). EC Working Document for the purpose of implementation of Directive 2010/63/EU. The principles of creation, establishment and maintenance of genetically altered animal lines and how these are considered within project authorisation and statistical reporting.
- Genetically altered mice (NC3Rs, 2016). General information to help with the implementation of approaches to reduce and refine the use of GA mice.
Exotic animals
- Species specific recommendations on amphibians (CCAC, ?)
- Species specific recommendations on reptiles (CCAC, ?)
- Species specific recommendations on bats (CCAC, 2003)
- Laboratory birds: refinements in husbandry and procedures (BVAAWF/FRAME/RSPCA/UFAW Joint Working Group on Refinement, 2001)
- Guidance on the housing and care of zebrafish (RSPCA, 2011)
- Guidelines for reporting the results of experiments on fish (2000)
- Rabbits: good practice for housing and care (RSPCA, 2011)
- Non-human primate accommodation, care and use (NC3Rs, 2006)
- BPRC’s enrichment manual for macaques and marmosets (BPRC, 2010)
- Refining food and fluid control in behavioural neuroscience with macaques (NC3Rs, 2012) guidelines on the use of food and fluid control in behavioural neuroscience experiments with macaque monkeys
- The macaque website (NC3Rs, ?) This site provides referenced information and practical guidance on the natural history and behaviour of macaques, their care and management in captivity, and ways to assess their welfare. It features over 200 videos and images from research and breeding facilities around the world with different animal management procedures.
- Common marmoset care (2016)
- Training laboratory-housed non-human primates, part 2: Resources for developing and implementing training programmes (NC3Rs, 2005)
- Auschuss für Tiergerechte Labortierhaltung: Hausmeerschweinchen (GV-SOLAS, 2008)
- Guideline for Housing Multiple Species of Large Laboratory Animals (ARAC, 2012)
Experimental techniques
- Applikation in den retrobulbären Venenplexus bei Mäusen (GV-SOLAS, 2012)
- Guidelines for Surviving Rodents surgery (ARAC, 2012)
- Guideline for the Genotyping of Mice and Rats (ARAC, ?)
- Guidelines for Survival Bleeding of Mice and Rats (ARAC, 2015)
- Guidelines for the Use of Adjuvants in Research (ARAC, 2013)
- Guidelines for the Welfare of Animals in Experimental Neoplasia (United Kingdom Coordinating Committee on Cancer Research, UKCCCR)
- A Good Practice Guide to the Administration of Substances and Removal of Blood, including Routes and Volumes (EFPIA/ECVAM, 2001)
- Blood sampling (NC3Rs) information on blood sampling from common laboratory animal species. The information is intended to help laboratory staff choose the most appropriate technique for blood sampling in a humane and efficient manner.
- Guiding Principles for Behavioural Laboratory Animal Science (LASA, BNA, BAP, ESSWAP Foundation, 2013)
- Guiding Principles for Preparing for and undertaking aseptic surgery (LASA, 2010)
- Dierproeven in het kankeronderzoek (NL CoP, 1999). Code aimed at reducing distress in tumor induction, surveillance and control, and euthanasia in cancer research. Status: adaptation necessary due to changed insights in cancer research, and agreement with the UKCCCR Guidelines for the Welfare of Animals in Experimental Neoplasia, de CoP the CoP Animal Welfare Monitoring in experimental animals and the CoP Prevention, recognizing and combating pain in laboratory animals.
- Het immuniseren van proefdieren (NL CoP, 2000). Code with guidelines for immunization protocols for different animal species.
Status: immunization procedures are still up-to-date, but requires adaptation of the procedures and the use of adjuvants, and reconsideration of injection routes and volumes used. - Herkennen en Opsporen van Ziekten met behulp van Dierproeven (NL CoP, 1991). Code that focuses on the use of test animals for diagnostic research.
Status: outdated and not eligible for adjustment. The diagnostics of the disorders mentioned in this Code has now been replaced by animal-free methods. Test animals are only used for diagnostic purposes in the context of botulinum toxin (botulism research, food). Such research takes place within one licensed institution in the Netherlands and the development of alternatives is at an advanced stage. - Produktie van Monoclonale Antilichamen (NL CoP, 1989). Code aimed at the use of animals for the production of Moabs (molecular antibodies), and intended to promote the use of in vitro production methods.
Status: outdated and not eligible for adjustment. For this purpose no experimental animals have been used in the Netherlands in recent years. The availability of in vitro production methods is good and the traditional way of in vivo production is being replaced by new innovative methods.
Anesthesia, analgesia & euthanasia
- Voorkómen, herkennen en bestrijden van pijn bij proefdieren (NL CoP, 2016). Code that helps researchers, animal technicians and Animal Welfare Bodies to prevent, recognize and treat pain in laboratory animals.
Status: complies with the current status of knowledge. - Code of Practice for humane killing of animals (UK, 1997) Status: archived since 2016.
- Guideline for Euthanasia of Rodent Fetuses and Neonates (ARAC, 2013)
- Guidelines for Euthanasia of Rodents using Carbon Dioxide (ARAC, 2013)
- Euthanasie van Proefdieren (NL CoP, 1993). Report describing criteria and points of attention for assessing euthanasia methods in experimental animals.
Status: outdated and not eligible for adjustment.In this context, reference is made to the advisory report ‘Alternatieve dodingsmethoden bij proefdieren’ that the NCad issued in 2016.
Humane endpoints
- Guidelines for Endpoints in Animal Study Proposals (ARAC, 2013)
- Guidance Document on the Recognition, Assessment, and Use of Clinical Signs as Humane endpoints for Experimental Animals Used in Safety Evaluation (OECD, 2000)
- Humane endpoints in laboratory animal experimentation (3Rs-Centre Utrecht Life Sciences, 2016)
Severity assessment
- Voorkómen, herkennen en bestrijden van pijn bij proefdieren (NL CoP, 2016). Code that helps researchers, animal technicians and Animal Welfare Bodies to prevent, recognize and treat pain in laboratory animals.
Status: complies with the current status of knowledge. - Severity Assessment (2012) EC Working Document for the purpose of implementation of Directive 2010/63/EU. The severity assessment framework from project planning, monitoring and assessing the severity through to final assignment of actual severity. Illustrative examples of practical application of the severity assessment process were added in 2013.
- Categories of invasiveness in animal experiments (CCAC, 1991)
- Grimace Scales (NC3Rs, ?) The NC3Rs has produced A3-sized posters of the mouse, rabbit and rat grimace scales for display in laboratory animal facility rooms and corridors, to help raise awareness about the scales and familiarise staff with the specific facial action units.
- Focus on severe suffering (RSPCA/LASA/LAVA/IAT, 2016) information and resources that will help avoid severe suffering.
- Gradering ongerief bij proefdieren (NL CoP, 1993). Code for defining and recognizing levels of distress in experimental animals.
Status: adaptation of categories for distress classification required and alignment necessary with CoP Prevention, recognition and control of pain in laboratory animals. In this context, reference is made to the European Commission Working Document on Severity Assessment; see 'discomfort classification/severity assessment' below.
Re-homing laboratory animals
- Herplaatsing van voormalige proefdieren (NL CoP, 2016). General framework with specific CoPs aimed at rehoming of non-human primates, dogs and cats.
Status: complies with the current status of knowledge. - Re-homing and setting free of animals (Home Office UK, 2015) This advice note provides information on the legal requirements under the UK Animals (Scientific Procedures) Act 1986 (ASPA) and gives guidance on current best practice in re-homing and setting free. Since the UK Act has been revised in order to transpose the EU Directive 2010/63, this document is of interest to other European countries also.
Organisation & Management
- Animal Welfare Bodies and National Committees (2014) EC Working Document for the purpose of implementation of Directive 2010/63/EU. Guidance and principles of good practice on the design and functioning of Animal Welfare Bodies and National Committees for the protection of animals used for scientific purposes.
- Inspections and enforcement (2014) EC Working Document for the purpose of implementation of Directive 2010/63/EU. Guidance and principles of good practice on the planning and execution of an effective inspection and enforcement programme.
- Non-technical project summaries (2013) EC Working Document for the purpose of implementation of Directive 2010/63/EU. Guidance on the drafting and publication of non-technical project summaries including a template and an illustrative example.
- Project Evaluation/retrospective assessment (2013) EC Working Document for the purpose of implementation of Directive 2010/63/EU. Guidance for performance of Project Evaluation including harm-benefit assessment and Retrospective Assessment of projects.
- Qualifikation der Leiterin / des Leiters einer Versuchstierhaltung (GV-SOLAS, 2007)
- Animal-based projects involving two or more institutions (CCAC, 2003)
- Senior administrators responsible for animal care and use programs (CCAC, 2008)
- Certification of animal care and use programs (CCAC, 2010)
- Guiding Principles for Supervision and Assessment of Competence as required under EU and UK legislation (LASA, 2016)
Ethical consideration
- The French national charter on the ethics of animal experimentation (France, 2011)
- The Guide for ethical evaluation of animal studies (France, 2009)
- Tierschutz in der Versuchstierhaltung (GV-SOLAS, ?)
- Ethics of animal investigation (CCAC, 1989)
- Scientific merit and ethical review of animal-based research (CCAC, 2013)
- Terms of reference for animal care committees (CCAC, 2006)
- Assessment panels (CCAC, 2006)
- Ethical principles and guidelines for experiments on animals (Switzerland, 1995)
Education & Training
- Education and Training (2014). EC Working Document for the purpose of implementation of Directive 2010/63/EU. Education and training framework with a modular Learning Outcome-based training structure, principles and criteria for supervision, competence assessment, continued professional development and for a mutual approval/accreditation of courses.
- Guidance for Continuing Professional Development (CPD) in Animal Science (2018). A manual with which institutions can arrange for themselves to be met 1) the requirements of further training as in schooling and 2) the requirements for demonstrable competence in the practical execution of procedures on animals.